A hybrid metaheuristic approach using random forest and particle swarm optimization to study and evaluate backbreak in open-pit blasting
- Dai, Yong, Khandelwal, Manoj, Qiu, Yingui, Zhou, Jian, Monjezi, Monjezi, Yang, Peixi
- Authors: Dai, Yong , Khandelwal, Manoj , Qiu, Yingui , Zhou, Jian , Monjezi, Monjezi , Yang, Peixi
- Date: 2022
- Type: Text , Journal article
- Relation: Neural Computing and Applications Vol. 34, no. 8 (2022), p. 6273-6288
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- Description: Backbreak is a rock fracture problem that exceeds the limits of the last row of holes in an explosion operation. Excessive backbreak increases operational costs and also poses a threat to mine safety. In this regard, a new hybrid intelligence approach based on random forest (RF) and particle swarm optimization (PSO) is proposed for predicting backbreak with high accuracy to reduce the unsolicited phenomenon induced by backbreak in open-pit blasting. A data set of 234 samples with six input parameters including special drilling (SD), spacing (S), burden (B), hole length (L), stemming (T) and powder factor (PF) and one output parameter backbreak (BB) is set up in this study. Seven input combinations (one with six parameters, six with five parameters) are built to generate the optimal prediction model. The PSO algorithm is integrated with the RF algorithm to find the optimal hyper-parameters of each model and the fitness function, which is the mean absolute error (MAE) of ten cross-validations. The performance capacities of the optimal models are assessed using MAE, root-mean-square error (RMSE), Pearson correlation coefficient (R2) and mean absolute percentage error (MAPE). Findings demonstrated that the PSO–RF model combining L–S–B–T–PF with MAE of 0.0132 and 0.0568, RMSE of 0.0811 and 0.1686, R2 of 0.9990 and 0.9961 and MAPE of 0.0027 and 0.0116 in training and testing phases, respectively, has optimal prediction performance. The optimal PSO–RF models were compared with the classical artificial neural network, RF, genetic programming, support vector machine and convolutional neural network models and show that the PSO–RF model has superiority in predicting backbreak. The Gini index of each input variable has also been calculated in the RF model, which was 31.2 (L), 23.1 (S), 27.4 (B), 36.6 (T), 23.4 (PF) and 16.9 (SD), respectively. © 2021, The Author(s), under exclusive licence to Springer-Verlag London Ltd., part of Springer Nature.
- Authors: Dai, Yong , Khandelwal, Manoj , Qiu, Yingui , Zhou, Jian , Monjezi, Monjezi , Yang, Peixi
- Date: 2022
- Type: Text , Journal article
- Relation: Neural Computing and Applications Vol. 34, no. 8 (2022), p. 6273-6288
- Full Text:
- Reviewed:
- Description: Backbreak is a rock fracture problem that exceeds the limits of the last row of holes in an explosion operation. Excessive backbreak increases operational costs and also poses a threat to mine safety. In this regard, a new hybrid intelligence approach based on random forest (RF) and particle swarm optimization (PSO) is proposed for predicting backbreak with high accuracy to reduce the unsolicited phenomenon induced by backbreak in open-pit blasting. A data set of 234 samples with six input parameters including special drilling (SD), spacing (S), burden (B), hole length (L), stemming (T) and powder factor (PF) and one output parameter backbreak (BB) is set up in this study. Seven input combinations (one with six parameters, six with five parameters) are built to generate the optimal prediction model. The PSO algorithm is integrated with the RF algorithm to find the optimal hyper-parameters of each model and the fitness function, which is the mean absolute error (MAE) of ten cross-validations. The performance capacities of the optimal models are assessed using MAE, root-mean-square error (RMSE), Pearson correlation coefficient (R2) and mean absolute percentage error (MAPE). Findings demonstrated that the PSO–RF model combining L–S–B–T–PF with MAE of 0.0132 and 0.0568, RMSE of 0.0811 and 0.1686, R2 of 0.9990 and 0.9961 and MAPE of 0.0027 and 0.0116 in training and testing phases, respectively, has optimal prediction performance. The optimal PSO–RF models were compared with the classical artificial neural network, RF, genetic programming, support vector machine and convolutional neural network models and show that the PSO–RF model has superiority in predicting backbreak. The Gini index of each input variable has also been calculated in the RF model, which was 31.2 (L), 23.1 (S), 27.4 (B), 36.6 (T), 23.4 (PF) and 16.9 (SD), respectively. © 2021, The Author(s), under exclusive licence to Springer-Verlag London Ltd., part of Springer Nature.
Developing a hybrid model of Jaya algorithm-based extreme gradient boosting machine to estimate blast-induced ground vibrations
- Zhou, Jian, Qiu, Yingui, Khandelwal, Manoj, Zhu, Shuangli, Zhang, Xiliang
- Authors: Zhou, Jian , Qiu, Yingui , Khandelwal, Manoj , Zhu, Shuangli , Zhang, Xiliang
- Date: 2021
- Type: Text , Journal article
- Relation: International Journal of Rock Mechanics and Mining Sciences Vol. 145, no. (2021), p.
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- Description: Blasting is still being considered to be one the most important applicable alternatives for conventional excavations. Ground vibration generated due to blasting is an undesirable phenomenon which is harmful for the nearby structures and should be prevented. In this regard, a novel intelligent approach for predicting blast-induced PPV was developed. The distinctive Jaya algorithm and high efficient extreme gradient boosting machine (XGBoost) were applied to obtain the goal, called the Jaya-XGBoost model. Accordingly, 150 sets of data composed of 13 controllable and uncontrollable parameters are chosen as input independent variables and the measured peak particle velocity (PPV) is chosen as an output dependent variable. Also, the Jaya algorithm was used for optimization of hyper-parameters of XGBoost. Additionally, six empirical models and several machine learning models such as XGBoost, random forest, AdaBoost, artificial neural network and Bagging were also considered and applied for comparison of the proposed Jaya-XGBoost model. Accuracy criteria including determination coefficient (R2), root-mean-square error (RMSE), mean absolute error (MAE), and the variance accounted for (VAF) were used for the assessment of models. For this study, 150 blasting operations were analyzed. Also, the Shapley Additive Explanations (SHAP) method is used to interpret the importance of features and their contribution to PPV prediction. Findings reveal that the proposed Jaya-XGBoost emerged as the most reliable model in contrast to other machine learning models and traditional empirical models. This study may be helpful to mining researchers and engineers who use intelligent machine learning algorithms to predict blast-induced ground vibration. © 2021 Elsevier Ltd
- Authors: Zhou, Jian , Qiu, Yingui , Khandelwal, Manoj , Zhu, Shuangli , Zhang, Xiliang
- Date: 2021
- Type: Text , Journal article
- Relation: International Journal of Rock Mechanics and Mining Sciences Vol. 145, no. (2021), p.
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- Description: Blasting is still being considered to be one the most important applicable alternatives for conventional excavations. Ground vibration generated due to blasting is an undesirable phenomenon which is harmful for the nearby structures and should be prevented. In this regard, a novel intelligent approach for predicting blast-induced PPV was developed. The distinctive Jaya algorithm and high efficient extreme gradient boosting machine (XGBoost) were applied to obtain the goal, called the Jaya-XGBoost model. Accordingly, 150 sets of data composed of 13 controllable and uncontrollable parameters are chosen as input independent variables and the measured peak particle velocity (PPV) is chosen as an output dependent variable. Also, the Jaya algorithm was used for optimization of hyper-parameters of XGBoost. Additionally, six empirical models and several machine learning models such as XGBoost, random forest, AdaBoost, artificial neural network and Bagging were also considered and applied for comparison of the proposed Jaya-XGBoost model. Accuracy criteria including determination coefficient (R2), root-mean-square error (RMSE), mean absolute error (MAE), and the variance accounted for (VAF) were used for the assessment of models. For this study, 150 blasting operations were analyzed. Also, the Shapley Additive Explanations (SHAP) method is used to interpret the importance of features and their contribution to PPV prediction. Findings reveal that the proposed Jaya-XGBoost emerged as the most reliable model in contrast to other machine learning models and traditional empirical models. This study may be helpful to mining researchers and engineers who use intelligent machine learning algorithms to predict blast-induced ground vibration. © 2021 Elsevier Ltd
- Qiu, Yingui, Zhou, Jian, Khandelwal, Manoj, Yang, Haitao, Yang, Peixi, Li, Chuanqi
- Authors: Qiu, Yingui , Zhou, Jian , Khandelwal, Manoj , Yang, Haitao , Yang, Peixi , Li, Chuanqi
- Date: 2022
- Type: Text , Journal article
- Relation: Engineering with Computers Vol. 38, no. (2022), p. 4145-4162
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- Description: Accurate prediction of ground vibration caused by blasting has always been a significant issue in the mining industry. Ground vibration caused by blasting is a harmful phenomenon to nearby buildings and should be prevented. In this regard, a new intelligent method for predicting peak particle velocity (PPV) induced by blasting had been developed. Accordingly, 150 sets of data composed of thirteen uncontrollable and controllable indicators are selected as input dependent variables, and the measured PPV is used as the output target for characterizing blast-induced ground vibration. Also, in order to enhance its predictive accuracy, the gray wolf optimization (GWO), whale optimization algorithm (WOA) and Bayesian optimization algorithm (BO) are applied to fine-tune the hyper-parameters of the extreme gradient boosting (XGBoost) model. According to the root mean squared error (RMSE), determination coefficient (R2), the variance accounted for (VAF), and mean absolute error (MAE), the hybrid models GWO-XGBoost, WOA-XGBoost, and BO-XGBoost were verified. Additionally, XGBoost, CatBoost (CatB), Random Forest, and gradient boosting regression (GBR) were also considered and used to compare the multiple hybrid-XGBoost models that have been developed. The values of RMSE, R2, VAF, and MAE obtained from WOA-XGBoost, GWO-XGBoost, and BO-XGBoost models were equal to (3.0538, 0.9757, 97.68, 2.5032), (3.0954, 0.9751, 97.62, 2.5189), and (3.2409, 0.9727, 97.65, 2.5867), respectively. Findings reveal that compared with other machine learning models, the proposed WOA-XGBoost became the most reliable model. These three optimized hybrid models are superior to the GBR model, CatB model, Random Forest model, and the XGBoost model, confirming the ability of the meta-heuristic algorithm to enhance the performance of the PPV model, which can be helpful for mine planners and engineers using advanced supervised machine learning with metaheuristic algorithms for predicting ground vibration caused by explosions. © 2021, The Author(s), under exclusive licence to Springer-Verlag London Ltd., part of Springer Nature.
Six novel hybrid extreme learning machine–swarm intelligence optimization (ELM–SIO) models for predicting backbreak in open-pit blasting
- Li, Chuanqi, Zhou, Jian, Khandelwal, Manoj, Zhang, Xiliang, Monjezi, Masoud, Qiu, Yingui
- Authors: Li, Chuanqi , Zhou, Jian , Khandelwal, Manoj , Zhang, Xiliang , Monjezi, Masoud , Qiu, Yingui
- Date: 2022
- Type: Text , Journal article
- Relation: Natural Resources Research Vol. 31, no. 5 (2022), p. 3017-3039
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- Description: Backbreak (BB) is one of the serious adverse blasting consequences in open-pit mines, because it frequently reduces economic benefits and seriously affects the safety of mines. Therefore, rapid and accurate prediction of BB is of great significance to mine blasting design and other production activities. For this purpose, six different swarm intelligence optimization (SIO) algorithms were proposed to optimize the extreme learning machine (ELM) model for BB prediction, i.e., ELM-based particle swarm optimization (ELM–PSO), ELM-based fruit fly optimization (ELM–FOA), ELM-based whale optimization algorithm (ELM–WOA), ELM-based lion swarm optimization (ELM–LOA), ELM-based seagull optimization algorithm (ELM–SOA) and ELM-based sparrow search algorithm (ELM–SSA). In total, 234 data records from blasting operations in the Sungun mine in Iran were used in this study, including six input parameters (special drilling, spacing, burden, hole length, stemming, powder factor) and one output parameter (i.e., BB). To evaluate the predictive performance of the different optimization models and initial models, six performance indicators including the root mean square error (RMSE), Pearson correlation coefficient (R), determination coefficient (R2), variance accounted for (VAF), mean absolute error (MAE) and sum of square error (SSE) were used to evaluate the models in the training and testing phases. The results show that the ELM–LSO was the best model to predict BB with RMSE of 0.1129 (R: 0.9991, R2: 0.9981, VAF: 99.8135%, MAE: 0.0706 and SSE: 2.0917) in the training phase and 0.2441 in the testing phase (R: 0.9949, R2: 0.9891, VAF: 98.9806%, MAE: 0.1669 and SSE: 4.1710). Hence, ELM techniques combined with SIO algorithms are an effective method to predict BB. © 2022, The Author(s).
- Authors: Li, Chuanqi , Zhou, Jian , Khandelwal, Manoj , Zhang, Xiliang , Monjezi, Masoud , Qiu, Yingui
- Date: 2022
- Type: Text , Journal article
- Relation: Natural Resources Research Vol. 31, no. 5 (2022), p. 3017-3039
- Full Text:
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- Description: Backbreak (BB) is one of the serious adverse blasting consequences in open-pit mines, because it frequently reduces economic benefits and seriously affects the safety of mines. Therefore, rapid and accurate prediction of BB is of great significance to mine blasting design and other production activities. For this purpose, six different swarm intelligence optimization (SIO) algorithms were proposed to optimize the extreme learning machine (ELM) model for BB prediction, i.e., ELM-based particle swarm optimization (ELM–PSO), ELM-based fruit fly optimization (ELM–FOA), ELM-based whale optimization algorithm (ELM–WOA), ELM-based lion swarm optimization (ELM–LOA), ELM-based seagull optimization algorithm (ELM–SOA) and ELM-based sparrow search algorithm (ELM–SSA). In total, 234 data records from blasting operations in the Sungun mine in Iran were used in this study, including six input parameters (special drilling, spacing, burden, hole length, stemming, powder factor) and one output parameter (i.e., BB). To evaluate the predictive performance of the different optimization models and initial models, six performance indicators including the root mean square error (RMSE), Pearson correlation coefficient (R), determination coefficient (R2), variance accounted for (VAF), mean absolute error (MAE) and sum of square error (SSE) were used to evaluate the models in the training and testing phases. The results show that the ELM–LSO was the best model to predict BB with RMSE of 0.1129 (R: 0.9991, R2: 0.9981, VAF: 99.8135%, MAE: 0.0706 and SSE: 2.0917) in the training phase and 0.2441 in the testing phase (R: 0.9949, R2: 0.9891, VAF: 98.9806%, MAE: 0.1669 and SSE: 4.1710). Hence, ELM techniques combined with SIO algorithms are an effective method to predict BB. © 2022, The Author(s).
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